Plastic recycling symbol, resin codes and “advanced recycling” claims (United States)
In 1988 the US plastics industry's trade association placed numbered resin codes inside the recycling arrows, and about 40 states required the marking. In 2024 California sued ExxonMobil over its claims about “advanced recycling”; the company disputes the claims and has sued the state's attorney general.
Estimate by Beyond Plastics. The US EPA figure for 2018 was 8.7%, a year in which exports were counted as recycled.
Status As of February 2026: no ruling on the merits of California v. ExxonMobil; a federal judge let part of Exxon's defamation suit against the California Attorney General proceed.
- Society of the Plastics Industry (SPI) and member producers — Placed resin codes in the recycling arrows in 1988; about 40 states required the code.
- ExxonMobil — Markets plastic from its Baytown “advanced recycling” facility with ISCC PLUS certification; the State alleges 92% of the input becomes fuel. California Office of the Attorney General
- Packaging and beverage manufacturers (American Can, Owens-Illinois, later Coca-Cola and Dixie Cup) — Founded and joined Keep America Beautiful, whose executives opposed deposit laws, according to historian Finis Dunaway. Finis Dunaway (via whatitmeanstobeamerican.org)
- Environment (global figure, not specific to this case) — Of 353 million tonnes of plastic waste in 2019, 9% was recycled and 22% was mismanaged (OECD).
What happened
The three-arrow recycling symbol was designed in 1970 by a student, Gary Anderson, for a contest run by a paperboard packaging manufacturer, and the symbol entered the public domain and a trademark application was abandoned. In 1988 the Society of the Plastics Industry (SPI, now the Plastics Industry Association) placed resin identification codes numbered 1 to 7 inside the arrows (a resin code shows which polymer a plastic is made of). About 40 US states made the code mandatory. SPI said it developed the codes under legislative pressure and that the numbers did not indicate recyclability.
In September 2020 NPR and PBS Frontline published an investigation, “Plastic Wars”, based on industry documents. NPR reported that a 1973 industry report found recycling costly and difficult and sorting impractical, and that a document a year later expressed serious doubt about its economic viability. It also reported that from 1989 the industry lobbied about 40 states to require the arrow symbol and ran an advertising campaign costing $50 million a year. Lew Freeman, a former SPI executive, said there was never enthusiastic belief that recycling would work; Larry Thomas, SPI's president, described the strategy as letting the public believe recycling worked, which reduced concern and removed pressure on the industry.
In February 2024 a report by the group CCI, covered by Grist, cited a 1986 Vinyl Institute document that said recycling could not be a permanent solution and would only postpone the disposal of a product. Measured rates stayed low: the US EPA put the post-consumer plastic recycling rate at 8.7% for 2018, and Beyond Plastics estimated 5–6% for 2021 after the exports that had been counted as recycled fell from 1.84 million tonnes (2017) to 0.61 million tonnes (2021). The OECD reported that of 353 million tonnes of plastic waste generated worldwide in 2019, 9% was recycled. California's SB 343, passed in 2021, limited use of the arrows.
On 23 September 2024 California Attorney General Rob Bonta sued ExxonMobil in San Francisco. The complaint alleges that the company had for about half a century presented recycling as a solution to plastic waste, that 92% of the plastic processed at its Baytown “advanced recycling” facility becomes fuel, and that the plastic returned is less than 1% of Exxon's virgin plastic capacity. The state seeks an abatement fund, return of unjust gains and penalties. Exxon says it has processed more than 60 million pounds of plastic at the facility since 2021 and that its output is ISCC PLUS certified using mass balance accounting.
On 6 January 2025 Exxon sued Bonta and four organisations for defamation in Texas. On 18 February 2026 a federal judge rejected Bonta's immunity objection, dropped the claims against the environmental organisations and left three of 14 statements for examination. The record shows no ruling on the merits of the California case.
- 1953Keep America Beautiful founded by a can manufacturer and a glass-bottle manufacturer
- 1970Student Gary Anderson designs the three-arrow symbol for a paperboard packaging company's contest
- 1971Keep America Beautiful's “Crying Indian” advertisement runs on Earth Day
- 1973Industry report finds recycling costly and difficult; a 1974 document doubts its economic viability
- 1986Vinyl Institute document says recycling cannot be a permanent solution
- 1988SPI places resin codes 1–7 inside the recycling arrows; about 40 states later require the code
- 1989Industry begins lobbying about 40 states to require the arrow symbol and runs a $50m-a-year advertising campaign (NPR/Frontline)
- 2018US EPA figure for plastic recycling: 8.7%, with exports counted as recycled
- 2019OECD: 353 million tonnes of plastic waste worldwide, 9% recycled
- 2020NPR and PBS Frontline publish “Plastic Wars” (September)
- 2021Beyond Plastics estimates US plastic recycling at 5–6%
- 2021California SB 343 limits use of the arrows
- 2024CCI report on the 1986 document (February); California sues ExxonMobil (23 September)
- 2025Exxon sues California's attorney general for defamation (6 January)
- 2026Federal judge rejects the attorney general's immunity objection and drops claims against the organisations (February)
What was said
“advanced recycling works”
Where accounts differ
Each party's account, side by side, with its source. The record does not settle these points; it shows them.
A 1973 industry report found recycling costly and difficult and a 1974 document doubted its economic viability; from 1989 the industry lobbied about 40 states for the arrow symbol and ran a $50 million-a-year advertising campaign.
NPR (via Vermont Public)A 1986 Vinyl Institute document said recycling could not be a permanent solution and would only postpone disposal.
Grist (reporting a CCI report)Said it developed the resin codes under legislative pressure and that the numbers did not indicate recyclability.
NPR and PBS FrontlineThe industry lobbied about 40 states from 1989 to require the arrow symbol.
NPR (via Vermont Public)Developed the codes under legislative pressure; about 40 states required them.
NPR and PBS Frontline92% of the plastic processed at Baytown becomes fuel; the plastic returned is less than 1% of Exxon's virgin capacity.
California Office of the Attorney GeneralMore than 60 million pounds processed since 2021; output ISCC PLUS certified using mass balance accounting.
Sued the Attorney General for defamation over his recycling comments.
FortuneFebruary 2026: rejected the Attorney General's immunity objection, dropped the claims against the environmental organisations and left 3 of 14 statements for examination.
FortuneHow it looked
Shown
- A 1971 Earth Day advertisement showed a man in Native American dress crying at a polluted landscape; its slogan said people start pollution and people can stop it.Keep America Beautiful
- Numbered resin codes 1–7 placed inside the three-arrow recycling symbol on plastic products.Society of the Plastics Industry (SPI)
- “Advanced recycling” at the Baytown facility, sold with ISCC PLUS certification using mass balance accounting.ExxonMobil
Recorded
- A 1973 industry report found recycling costly and difficult and sorting impractical; a document a year later expressed serious doubt about its economic viability (NPR/Frontline).
- A 1986 Vinyl Institute document said recycling could not be a permanent solution and would only postpone disposal (CCI report, via Grist).
- NPR/Frontline reported that from 1989 the industry lobbied about 40 states to require the arrow symbol and ran an advertising campaign costing $50 million a year.
- SPI said it developed the resin codes under legislative pressure and that the numbers did not indicate recyclability; about 40 states required the code.
- US plastic recycling rate: 8.7% in 2018 (EPA, exports counted as recycled); 5–6% in 2021 (Beyond Plastics estimate) after counted exports fell from 1.84 to 0.61 million tonnes.
- The State's complaint alleges that 92% of plastic processed at Baytown becomes fuel and that the plastic returned is less than 1% of Exxon's virgin capacity; it cites a US recycling rate of about 5%.
- 27 US states classify pyrolysis (“advanced recycling”) as manufacturing, which exempts it from solid waste rules; Maine, New Jersey and New Mexico do the opposite.
- ProPublica (August 2024) reported that products sold as 20–30% recycled under mass balance accounting can physically contain less than 1% recycled content, and that the EPA rejected the method for its Safer Choice label.
- Keep America Beautiful was founded in December 1953 by a can manufacturer (American Can) and a glass-bottle manufacturer (Owens-Illinois); Coca-Cola and Dixie Cup joined later and the founders did not announce their membership.
- According to historian Finis Dunaway, Keep America Beautiful executives opposed deposit laws and called their supporters communists; the Audubon Society and the Sierra Club left its advisory board.
- Keep America Beautiful's own 2020 study found about twice as much beverage-container litter in states without deposit systems.
- Lew Freeman, a former SPI executive, said the industry never believed enthusiastically that recycling would work; Larry Thomas, SPI's president, described the strategy as easing public concern so pressure on the industry would lift.
- Promotion of recycling in the 1980s to 2000 cost tens of millions of dollars.
- OECD, 2019: 353 million tonnes of plastic waste worldwide; 9% recycled, 19% incinerated, about 50% landfilled, 22% mismanaged.
- California's SB 343 (2021) limited use of the arrows.
- On 18 February 2026 a federal judge in Texas rejected the attorney general's immunity objection, dismissed claims against environmental groups and left 3 of 14 statements to be examined.
Who gained
Reached nature or the ground
Gained elsewhere
Responses on record
- exxon (date not given): Says it has processed more than 60 million pounds of plastic at Baytown since 2021 and that its output is ISCC PLUS certified using mass balance accounting.
- exxon (2025-01-06): Sued California Attorney General Rob Bonta and four organisations for defamation over comments on recycling. · Fortune
- spi (date not given): Said it developed the resin codes under legislative pressure and that the numbers did not indicate recyclability. · NPR and PBS Frontline
In court and with insurers
Lawsuits and rulings
- 2024-09-23–OngoingState of California v. ExxonMobil (recyclability of plastic)California state court, San Francisco · Civil · State of California (Attorney General Rob Bonta) → ExxonMobil
The complaint alleges that ExxonMobil presented recycling as a solution to plastic waste for about half a century, that 92% of the plastic processed at its Baytown “advanced recycling” facility becomes fuel, and that the plastic returned is less than 1% of its virgin capacity. The state seeks an abatement fund, return of unjust gains and penalties. No ruling on the merits was found. California Office of the Attorney General
- 2025-01-06–2026-02-18OngoingExxonMobil v. Bonta and four organisations (defamation)US federal court, Texas · Civil · ExxonMobil → California Attorney General Rob Bonta and four organisations
Exxon sued over comments on recycling. On 18 February 2026 the judge rejected the Attorney General's immunity objection, dropped the claims against the environmental organisations and left 3 of 14 statements for examination. The suit continues. Fortune
Insurers
What nature saw
Nature's report opens this page. Below: further outcomes measured on the ground.
What we don't know
Nature
- Not measured Harm to nature: The record holds no measurement of harm to nature.
Accounts
Record
- Unclear No ruling on the merits of California's case against ExxonMobil has been reported.
- Disputed Reported figures differ on the share of processed plastic converted to fuel: the State's complaint says 92%; an 8% figure is also reported, and its basis was not established.
- Insufficient Reported but not independently verified: a US EPA statement that plastics numbered 3–7 had no market to be sold into.
- Insufficient Reported but not independently verified: that Keep America Beautiful's funders included PepsiCo, Coca-Cola, Philip Morris, Anheuser-Busch and WM (from SourceWatch and The Intercept, sources that favour deposit laws).
- Insufficient Reported but not independently verified: that in 1994 industry and a body referred to as the NRC acknowledged consumers misunderstood the arrows; that the US EPA wrote to the FTC; and that the standards body ASTM International changed the arrows to a triangle.
- Disputed The US recycling rate is given as under 9% for 2018 (the EPA figure is 8.7%, with exports counted as recycled) and as about 5% for 2021; the measures differ and the sources reviewed do not reconcile them.
Did the harm stop?
No. The California case is pending, no penalty has been imposed, and the record shows production and sales of “advanced recycling” product continuing. California SB 343 limited use of the arrows in 2021; the sources reviewed do not report that labelling with the codes stopped.
Who paid?
No court has ordered payment. California seeks an abatement fund, return of unjust gains and penalties from ExxonMobil.
Sources
Government and regulators
- Attorney General Bonta Sues ExxonMobil for Deceiving the Public on Recyclability of Plastic ProductsCalifornia Office of the Attorney General · 2024-09
- California SB 343 and US plastic recycling rateState of California · 2021
Press and investigations
- How Big Oil Misled The Public Into Believing Plastic Would Be RecycledNPR (via Vermont Public) · 2020-09-11
- Petrochemical companies have known for 40 years that plastics recycling wouldn't workGrist (reporting a CCI report) · 2024-02
- Regulation of Advanced Recycling Is at a CrossroadNational Law Review · 2025-07
- Plastic WarsNPR and PBS Frontline · 2020
Communities and civil society
- U.S. Plastic Recycling Rate Drops to Close to 5%Beyond Plastics · 2022-05
Researchers
- Keep America Beautiful Is FoundedEBSCO Research Starters ·
- The Crying Indian ad that fooled the environmental movementFinis Dunaway (via whatitmeanstobeamerican.org) · 2017
International bodies
- OECD global plastics accountingOECD · 2019
Connected cases
- California v. ExxonMobil: plastics recycling claims and the Baytown plant United States · 2021–2026
- Exxon Corporation (ExxonMobil from 1999) (Company) — here: Defendant in California's suit; operator of the Baytown facility; claimant in the defamation suit; there: Operator of the Baytown advanced recycling plant; defendant in the California case; claimant in the defamation suit
- California Attorney General's Office (Government) — here: Plaintiff (State of California); defendant in Exxon's defamation suit; there: Plaintiff in the California case; defendant in the defamation suit
- Alliance to End Plastic Waste and Renew Oceans (Ganges) India · 2019–2026
- Exxon Corporation (ExxonMobil from 1999) (Company) — here: Defendant in California's suit; operator of the Baytown facility; claimant in the defamation suit; there: Founding member; named among five members compared by Unearthed
- BP's Gulf spill used Corexit; Nalco board had ex-BP and Exxon executives United States · date not stated
- Exxon Corporation (ExxonMobil from 1999) (Company) — here: Defendant in California's suit; operator of the Baytown facility; claimant in the defamation suit; there: Company whose former executives sat on Nalco's board
- Dark Basin hacking of climate groups (#ExxonKnew) United States · 2023
- Exxon Corporation (ExxonMobil from 1999) (Company) — here: Defendant in California's suit; operator of the Baytown facility; claimant in the defamation suit; there: Company that denied knowledge
- Exxon Valdez: the spill, insurance and court cases United States · 1989–2015
- Exxon Corporation (ExxonMobil from 1999) (Company) — here: Defendant in California's suit; operator of the Baytown facility; claimant in the defamation suit; there: Tanker owner's parent; pleaded guilty; paid $900m civil damages and $507.5m punitive damages
- ExxonMobil sues California attorney general and four green groups for defamation United States · 2025
- California Attorney General's Office (Government) — here: Plaintiff (State of California); defendant in Exxon's defamation suit; there: Named defendant as California's attorney general
- Groningen gas field Netherlands · date not stated
- Exxon Corporation (ExxonMobil from 1999) (Company) — here: Defendant in California's suit; operator of the Baytown facility; claimant in the defamation suit; there: Claimant in arbitration against the Netherlands (ExxonMobil)
- Hefty EnergyBag plastic marketed as recycling was burned in cement kilns United States · 2017–2020
- Keep America Beautiful (NGO) — here: Anti-litter organisation founded in 1953 by packaging manufacturers; there: programme partner
- Keep America Beautiful and plastic industry recycling messages United States · 1953–2024
- Keep America Beautiful (NGO) — here: Anti-litter organisation founded in 1953 by packaging manufacturers; there: Group whose litter messaging is the subject
- Keep America Beautiful founding and Crying Indian ad (US) United States · 1953–2023
- Keep America Beautiful (NGO) — here: Anti-litter organisation founded in 1953 by packaging manufacturers; there: Litter-prevention organisation
- Keep America Beautiful, founded by can and bottle makers, opposed bottle deposit laws United States · 1953–1981
- Keep America Beautiful (NGO) — here: Anti-litter organisation founded in 1953 by packaging manufacturers; there: anti-litter group; subject of the case
- McKinsey advice to COP28 presidency and fossil clients United Arab Emirates · 2011–2025
- Exxon Corporation (ExxonMobil from 1999) (Company) — here: Defendant in California's suit; operator of the Baytown facility; claimant in the defamation suit; there: McKinsey client; subject of the Massachusetts document order
- Oregon bottle bill (1971) United States · 1953
- Keep America Beautiful (NGO) — here: Anti-litter organisation founded in 1953 by packaging manufacturers; there: Anti-litter organisation founded by packaging makers
- Producers funded 90% of EDF's 2013 methane study, HPPR reported United States · 2013
- Exxon Corporation (ExxonMobil from 1999) (Company) — here: Defendant in California's suit; operator of the Baytown facility; claimant in the defamation suit; there: Producer funder of the study
- Satartia CO2 pipeline rupture (Mississippi) United States · 2020–2025
- Exxon Corporation (ExxonMobil from 1999) (Company) — here: Defendant in California's suit; operator of the Baytown facility; claimant in the defamation suit; there: Acquired Denbury in 2023
- US budget law cuts fossil fuel royalties and sets 4 million coal acres for leasing United States · 2025
- Exxon Corporation (ExxonMobil from 1999) (Company) — here: Defendant in California's suit; operator of the Baytown facility; claimant in the defamation suit; there: Named inauguration-fund donor